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About NFA | Site Index | Contact NFA (Contáctenos) NFA Today Subscribe Featured Information 1/22/2016 - "NFA Regulatory Requirements for FCMs, IBs, CPOs and CTAs" (Updated January 2016) 1/22/2016 - Investor Newsletter - January 2016 1/20/2016 - Arbitrator Update - January 2016 1/7/2016 - "Forex Transactions: A Regulatory Guide" (Updated January 2016) News Releases12/10/2015 - NFA bars Robert Hawkes Potter, a former associated person, from membership12/9/2015 - NFA bars Chicago, Illinois futures commission merchant X-Change Financial Access LLC from acting as an FCM, and orders it to pay a $75,000 fine Rule Submission Letters1/12/2016 - National Futures Association: Bylaw Amendments regarding Electronic Voting, Other Technical Amendments, Formalizing the IB and Swap Participant Advisory Committees, and Repeal of Bylaw 503 regarding Removal of Directors1/4/2016 - National Futures Association: Financial Requirements—NFA Financial Requirements 1 and 16 and its related Interpretive Notice to Conform to the CFTC's Enhancing Protections Afforded Customers and Customer Funds Held by FCMs and DCOs Rulemaking (Effective January 14, 2016) More NFA Today... Online Registration System (ORS) NFA has developed an Online Registration System (ORS) that allows firms and individuals to register with the CFTC and apply for NFA membership electronically. If you are currently registered, click on the tab below to access ORS. Login to ORS Forgot Password? Enroll Now FCM Financial Information Futures Commission Merchants (FCMs) are required to file certain financial reports with NFA. NFA has developed a new feature in its BASIC system that allows the public to view FCM financial information. Notice to Members1/20/2016 - Notice of newly elected members to NFA's Board of Directors1/15/2016 - Notice of Annual Meeting1/14/2016 - Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration More . . . Enforcement and Registration Actions12/10/2015 - Robert Hawkes Potter12/9/2015 - X-Change Financial Access LLC, Peter Gordon Scheffler and George Francis Stafford More . . . Regulation. Redefined.Investor confidence is crucial to the success of the derivatives markets, and the best way to gain investor confidence is to ensure that the highest levels of integrity are demanded of all market participants and intermediaries. National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. derivatives industry. NFA strives every day to safeguard market integrity, protect investors and help our Members meet their regulatory responsibilities. NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets. Site Index | Contact NFA | News Center | FAQs | Career Opportunities | I
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